Beware of scammers impersonating organizations or individuals to lure people into scams. They may pretend to be government agencies or employees, or legitimate investment professionals.
Learn what to look out for and steps to take to protect yourself: ow.ly/osuF50ZbihU
Under my leadership, the SEC is working to Make IPOs Great Again by delivering a comprehensive overhaul of our public company regulatory framework.
Every IPO is an invitation for millions of investors to share in the prosperity of the next generation of American enterprise. 🇺🇸
INVESTOR ALERT: Investors should never rely solely on information from group chats in making investment decisions. Be wary of any group chat where you receive investment advice from someone you don’t know – and who may be impersonating an investment professional or
This World Elder Abuse Awareness Day, learn how to recognize and avoid government imposter scams.
Beware of fraudsters who may impersonate the SEC – or SEC officials or employees – on social media or in text messages to try to scam you.
These scams include stock tips,
After 2 decades of Rule 611, it is high time that the SEC review its unintended consequences that have hindered the long-term growth of our markets.
I look forward to reviewing public input as we take a careful approach to avoid repeating the same mistakes that brought us here.
TODAY 🚨: The Commission proposed the rescission of Regulation NMS Rules 611 and 610(e).
This proposal would reduce costs for market participants and allow competition, innovation, and other market forces to shape the continued evolution of U.S. equity markets.
TODAY 🚨: The Commission proposed the rescission of Regulation NMS Rules 611 and 610(e).
This proposal would reduce costs for market participants and allow competition, innovation, and other market forces to shape the continued evolution of U.S. equity markets.
READ: Statement from Jim Moloney, the SEC's Director of Division of Corporation Finance, on improving and remodeling our regulatory frameworks.
"Together, the [Filer Status Proposal and Registered Offering Reform Proposal] aim to improve and remodel our regulatory frameworks.
Great to be in Chicago at NIRI2026 to discuss my efforts to return @SECGov to its core mission, including reforming our disclosure regime to reinvigorate capital formation and Make IPOs Great Again.